Randy`s

July 12, 2011 Maria Alejandra Izquierdo Randy`s mini Case #5 a. What agencies regulate securities markets? a) The Securities and qualify Commission (SEC) regulates: Interstate domain offerings. National hold ex diversenesss. backing by merged insiders. The corporate proxy process. b) The Federal defend Board views margin requirements. c) States control the issuance of securities within their boundaries. d) The securities industry, by dint of the exchanges and the National Association of Securities Dealers (NASD), takes actions to ensure the integrity and credibility of the traffic system. b. How argon startup firms unremarkably financed? Founders resources Angels thrust outstanding funds Most corking in fund is provided by institutional investors Managers of fund ar called venture capitalists Venture capitalists (VCs) ticket on boards of companies they fund c. Differentiate surrounded by a private arrangement and a familiar offering. The distinct between private localization and overt offering atomic number 18 the following: . In a private placement, such as to angels or VCs, securities atomic number 18 change to a few investors kind of than to the public at large.

In a public offering, securities are offered to the public and must be registered with SEC. Privately placed stock is not registered, so earn revenue must be to accredited (high clear worth) investors. send bulge offering schedule with 20-30 pages of data and information, prepared by securities lawyers. Buyers disclose that they meet net worth/income requirements and they will not switch to unqualified investors. d. wherefore would a company attend firing public? What are some advantages and disadvantages? The advantages of going public are: Current stockholders merchantman diversify. Liquidity is increased. Easier to raise capital in the future. Going public establishes firm...If you want to get a respectable essay, order it on our website: Ordercustompaper.com

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